The emergence of form: Study expands horizons for DNA nanotechnology

June 30, 2022

In the world of biomolecules, none is more iconic, nor more versatile, than DNA. Nature uses the famous double helix to store the blueprints of all living forms, drawing on a four-letter alphabet of nucleotides.

Researchers in the field of DNA nanotechnology have been inspired by the seemingly inexhaustible variety of living forms nature has fashioned from this genetic raw material. The field seeks to emulate nature’s creative enterprise and even extend the possibilities of DNA architecture beyond what nature has created. Portrait of ASU Professor Hao Yan in a lab setting. Hao Yan directs the Biodesign Center for Molecular Design and Biomimetics (BCMDB) and holds the Milton D. Glick Distinguished Professorship in ASU’s School of Molecular Sciences. Download Full Image

In a new study, Hao Yan and his colleagues Nicholas Stephanopoulos and Petr Sulc, explore a basic building block used in the fabrication of many DNA nanoforms. Known as a Holliday junction, this nexus of two segments of double-stranded DNA has been used to form elaborate, self-assembling crystal lattices at the nanometer scale, (or roughly 1/75,000th the width of a human hair).

The structures take their name from molecular biologist Robin Holliday, who first proposed their existence in 1964. Holliday junctions play an essential role in nature, where they are involved in a process known as homologous recombination, a driving force in generating novel genetic variation in living things.  

Since the inception of DNA nanotechnology, the field has made remarkable strides, using DNA components to design tiny structures of intricate beauty as well as nanoscale devices whose applications touch on fields as varied as photonics, computer storage, biosensing and tissue regeneration.

Graphic illustrating the formation of a Holliday junction from two separate strands of double-stranded DNA.

The graphic shows the formation of a Holliday junction from two separate strands of double-stranded DNA. The form is a basic building block used in DNA nanotechnology to form crystal nanostructures. Holliday junctions are also found in nature during cell meiosis and form an intermediate stage during the process of homologous recombination. Graphic by Shireen Dooling

Yan has been at the forefront of the field’s rapid transformations, designing a myriad of useful nanoarchitectural forms, from cartwheeling nanorobots  and DNA spiders to cancer-fighting seek-and-destroy devices.

The new study uses crystallography techniques to describe the characteristics of 36 basic variants of the Holliday junction. The results show that the effectiveness of a given Holliday junction for the construction of crystalline nanoarchitectures is sensitively dependent not only on the arrangement of the four nucleotide pairs forming the junction, but also on sequences forming the junction’s four protruding arms. Some DNA sequences act to enhance the crystallization process of these forms, while six of the 36 Holliday junction variants were deemed “fatal” due to their failure to form crystals.

Yan directs the Biodesign Center for Molecular Design and Biomimetics and holds the Milton D. Glick Distinguished Professorship in ASU’s School of Molecular Sciences. Stephanopoulos and Sulc are also faculty members in center and school.

The research findings, which represent the first systematic study of Holliday junctions, recently appeared in the journal Nature Communications.

DNA proves to be an ideal material with which to design and fabricate nanoscale structures. The consistent and predictable nature of base pairing among DNA’s four nucleotides ensures that properly engineered forms will reliably self-assemble into desired structures. To this end, various elaborate nanoforms have been constructed using fundamental DNA building blocks, one of the most popular and useful being the Holliday junction. DNA crystals composed of repeating structural units are key ingredients for nanotechnology applications, allowing for versatile and scalable design features.

Holliday junctions are observed in nature as an intermediary stage during the process of cell meiosis. The result of this transformation is an exchange of genes between maternal and paternal chromosomes. This process, known as homologous recombination, occurs in four stages. (See illustration at right.)

First, a pair of double-stranded DNA helices sit alongside each other. An enzyme known as an endonuclease then causes a single-stranded break in each of the two double strands. The next step, known as strand invasion, occurs when the free ends of each single-stranded break join together, causing the originally separate double strands to be intertwined.

This cross-shaped structure, which joins the two separate double strands of DNA together, is the Holliday junction. In biological processes, the junction is then “resolved” when another enzyme cuts the Holliday junction in one of two ways, both resulting in two separate DNA strands, which differ from the original strands because the Holliday junction has introduced new DNA segments into the two DNA double strands.

This form of DNA recombination is a universal biological event of great importance. It simultaneously acts to preserve genome integrity through mechanisms of DNA repair while generating novel variability, without which, organisms would soon reach an evolutionary dead end. The key structure in the shuffling of the DNA deck during cell division is the Holliday junction.

It was later noted that the Holliday junction motif could be used as a powerful building block for a multiplicity of artificial DNA structures. Although the Holliday junctions occurring during cell division can slide along the DNA length, in a process known as branch migration, the junctions used for constructing DNA nanostructures are immobilized because the sequences flanking them are not complementary. 

Portrait of ASU researcher .

Chad Simmons

“The first immobile Holliday junction was described in 1982, and this sequence has since been used exclusively in self-assembling DNA crystals,” said Chad Simmons, first author of the paper and the lead scientist applying X-ray crystallography for this study. “Our work sought to change this paradigm by probing the 35 other possible immobile junctions. As a result, we were able to identify several sequences that yielded superior performance compared to their predecessors in terms of their ability to robustly crystallize and diffract to high resolution, and which allowed the ability to control the symmetry of the lattice arrangement.

"This required an exhaustive effort that yielded 134 new crystal structures, and we are very excited to share a comprehensive toolbox of sequence combinations to direct the design and construction of future self-assembling DNA crystal systems.”

The new research demonstrates that most Holliday junction variants produce self-assembling crystals, though six fatal junction arrangements were incompatible with crystal formation. The common feature in these failed junctions was their lack of two critical binding sites for ions, which are essential for crystal formation.

Portrait of ASU Associate Professor .

Nicholas Stephanopoulos

“This study was fascinating because it showed how subtle variations in Holliday junction geometries — which could be understood at the single-nucleotide level — could have dramatic effects on crystal assembly and symmetry. This is truly 'molecular science,' allowing us to eventually engineer interactions at the molecular level that will give rise to exciting nanomaterials with unprecedented control,” Stephanopolous said.

“One of the challenges of this research was to determine why some Holliday junctions could produce crystals, but others do not. Empirically, we could study the crystal structures of those junctions that crystallize, but to understand the behavior of the fatal junction arrangements that do not, computational chemistry was needed,” Sulc said.

Portrait of ASU Assistant Professor .

Petr Sulc

"To this end, we teamed up with Dr. Miroslav Krepl and Professor Jiri Sponer from the Czech Academy of Sciences, who simulated all Holliday junctions at atomistic resolution, and gained the critical insight that the fatal junctions were not able to bind ions that stabilize conformation. This effort provided an excellent example of where computer modeling and experiments can jointly explain complex phenomena,” he said.

The new research provides valuable clues for the design and development of novel forms to be added to the ever-growing plethora of nanostructures and nanodevices serving a broad range of applications in electronics, imaging, computer science and medicine. 

Richard Harth

Science writer, Biodesign Institute at ASU


Taking stock of ASU professor’s responsible investing research

June 30, 2022

On the New York Stock Exchange trading floor on May 20, an Arizona State University professor stood on the familiar white balcony overlooking a crowd of visitors, media and NYSE members.

Sunil Wahal, the Jack D. Furst Professor of Finance at the W. P. Carey School of Business, was there to ring the closing bell and celebrate the launch of four exchange-traded funds (ETFs) he helped create with asset manager Avantis Investors, a unit of American Century. Group photo of people wearing business suits at a celebration for the launch of Avantis Investors four exchange-traded funds at the New York Stock Exchange. The New York Stock Exchange welcomed Avantis Investors in celebration of the launch of their four ETFs this year. To honor the occasion, Sunil Wahal, the Jack D. Furst Professor of Finance at the W. P. Carey School of Business and consultant to Avantis Investors, rang the closing bell on May 20. Andrew Karolyi (second from left in the back row) works with Wahal as an academic consultant to Avantis Investors. He's the Harold Bierman Jr. Distinguished Professor of Management and Charles Field Knight Dean of the Cornell SC Johnson College of Business. Download Full Image

As the director of ASU’s Center for Responsible Investing, Wahal is an academic consultant to Avantis Investors, which uses cutting-edge research to deliver portfolios to various investors.

“ASU is an institution that has always supported research to help people,” says Wahal, “and the work I do in investment strategies and implementation has direct application in the real world.”

The Center for Responsible Investing will ensure the public can access research like Wahal's.

"We put it out in the public domain. Anybody can read it, and anybody can use it," he said. However, building something from research takes more than reading a scientific paper and replicating it.

"What Avantis does is take the best research out there and applies it and produces robust portfolio solutions that benefit people," Wahal says.

The center gives outside parties a central point of contact to use and advance ASU research for the public good and to help the university and its student body. The center’s goals also align with ASU’s Charter.

Three of Avantis’ newly launched ETFs are what Wahal refers to as "responsible" ETFs. That is because they allow people to invest in well-diversified portfolios of stocks according to their environmentally or socially conscious beliefs. At the same time, these ETFs tilt the broader market toward higher returns using academically rigorous methods, which have often been inaccessible to many individuals. They are designed in a highly scientific manner, leveraging cutting-edge academic research in financial science, including some of Wahal's work.

"The purpose is to be democratic," Wahal says. "So whoever wants to purchase Avantis' responsible ETFs — a small individual investor with particular preferences or a large institution fulfilling fiduciary obligations — can do so. Most importantly, investors do not have to pay extra to reflect their preferences and beliefs; the fees for responsible ETFs are identical to their sister portfolios.”

Shay Moser

Managing Editor, W. P. Carey School of Business