ASU scientists make new discoveries about TB transmission between seals, humans

March 16, 2022

In 2014, Arizona State University scientists published research about pre-contact tuberculosis (TB) found near the coast in South America. The ancient DNA showed the strain of TB found in the human remains was not similar to modern-day human TB strains, but actually matched the TB variant found in seals and seal lions, Mycobacterium pinnipedii.  

“Did the people on the coast get it directly from seals, or did it jump and spread from human to human?” said ASU anthropological geneticist and Regents Professor Anne Stone. “That was something that we couldn't exactly say, because all the sites from our first study were fairly close to the coast.”  Seals on a rocky cliff in Islas Ballestas, Peru. Seals fight for the best spot in Islas Ballestas, Peru. Photo courtesy Unsplash Download Full Image

Now there is new data from Stone, and bioarchaeologist and Regents Professor Jane Buikstra, both at ASU's School of Human Evolution and Social Change. The data showed the transmission of the “seal” TB strain could have gone from seal to human, and then human to human. 

Stone said the project, which took several years, was a collaboration between multiple scientists, including collaborators at the Max Planck Institute for Evolutionary Anthropology

The initial research done in 2014 focused on human remains that were found near the coast of Peru. The new DNA was from three sites, all more inland. One sample was from the Osmore valley in Peru; the other two samples were from two archaeological sites in the highlands (above 2,000 meters in altitude) under modern Bogotá, Colombia, Stone said. 

“We don’t have evidence for seal bones at the sites,” Stone said. “And importantly, in doing the radiocarbon dating and nitrogen isotope analyses, we don’t see evidence of seafood in the diet. Nitrogen can be used to identify seafood in the diet; it skews nitrogen levels.”

With this new information, the anthropologists believe this TB strain could have morphed from traveling from seal to human, to traveling from seal to human to human. Another theory is that the seals could have spread the TB to other animals, such as guinea pigs or llamas, which in turn spread it to humans far away from the coast. 

Why is this important, and what impact does it have for humans today?

Stone and colleagues state in the paper that in 2018, prior to the COVID-19 pandemic, tuberculosis was the number one cause of death by an infectious pathogen. 

“I think it’s important because we are trying to understand what are the circumstances and evolutionary changes that foster the successful jump of a pathogen from an animal to a human,” Stone said. “And what are the consequences of that? You can see that very clearly today because of the COVID-19 pandemic.”  

Maximum Parsimony MTBC phylogeny

The tree was constructed using the full dataset of 266 MTBC genomes, including the six ancient genomes that are highlighted in orange. Genomes 82U, 281U and 386U are marked in bold, and BAM files filtered for spurious reads were used for SNP calling before tree construction. The tree is based on 14,262 positions out of a possible 44,235, with all missing and ambiguous sites excluded, using 500 bootstrap replicates. Bootstrap support (blue) and branch lengths are marked. Human-adapted lineages 1–5 and 7, and human-associated L6 strains have been collapsed. The three ancient genomes fall together with other ancient Peruvian genomes within the M. pinnipedii clade. Graphic courtesy Nature Communications

From field to laboratory

The first step in projects like this involve expertise from bioarchaeologists and analyzing human remains, something ASU scientists do with care and consideration. 

Buikstra, who is credited with forming the discipline of bioarchaeology, said community engagement in her projects and research is essential. In this project, Peruvian students and community members were all very involved. Some are now centrally placed as museum directors and other key personnel who protect and conserve Peru’s archaeological materials, she said. 

She also said sites excavated for these projects were being destroyed by the expansion of the city of Ilo and by looters.

“We also regularly gave presentations to the communities about our research, and generally engaged the public as much as possible,” Buikstra said. 

Buikstra became interested in ancient TB as a graduate student at the University of Chicago while studying with ASU Professor Emeritus Charles Merbs. Her work in Peru spans decades, beginning when she first started to research how TB was infecting Americans before they came in contact with Europeans. 

“I worked systematically, comparing the range of skeletal changes in the ancient North American materials and published differential diagnoses during the 1970s and early 1980s for North American remains of ancient people,” Buikstra said. 

There were skeptics who questioned her work because she wasn’t a medical doctor and because, at that time, she was a woman working in a male-dominated field. She also said the standing theory of TB was that it came from cattle during the intensification of pastoralism in the Eastern Mediterranean, about 10,000 years ago.  

“So I took advantage of an opportunity to develop a bioarchaeological excavation and analysis program in southern Peru in 1989, where I knew the preservation of mummies and bone is among the best in the world, due to the presence of the Atacama desert, the world’s driest,” Buikstra said. 

Buikstra’s project attracted fellow experts like the late paleopathologist Arthur Aufderheide, molecular biologist Wilmar L. Salo and other anthropologists and archaeologists. The projects identified TB in ancient remains and led to more questions and more research, like the current publication. 

She said understanding the spread of diseases and pathogens between species is extremely important, even today. Pointing out the pathogens can jump, morph and become more resistant. 

“Therefore, public health measures are crucial in ensuring the disease is eradicated in individuals and communities,” Buikstra said. 

“Assuming that our advanced technology will keep us safe is a fallacy, as we have seen recently with SARS and COVID-19,” she added. “I think (we need to appreciate) the long history of our interactions with pathogens and that humans must always be vigilant, as ignoring the possible long-term impact of inaction can encourage disease spread that ultimately is maladaptive for other species as well as our own.”

Finding the DNA sequences 

Dr. Tanvi Honap

Tanvi Honap, doing lab work in the ancient DNA laboratory at the University of Oklahoma. Photo by Sarah Johnson

After samples were collected in the field by Buikstra, the work began in the Stone Lab at ASU. Tanvi P. Honap is an assistant research professor at the University of Oklahoma and an author on the paper, “Geographically dispersed zoonotic tuberculosis in pre-contact South American human populations,” now published in Nature Communications. Honap was a PhD candidate at ASU and worked in Stone’s lab during the project. 

Honap shared more about the technical process of the work done in the lab. 

Question:  How long did this research take you and your team? 

Answer: At the time, the team had just finished analyzing the data from the Bos et al. 2014 paper and realized that pre-contact era coastal Peruvian individuals were infected with the seal TB variant (Mycobacterium pinnipedii). Upon realizing that, we wanted to focus on skeletal TB cases from non-coastal individuals to see if they were infected by the same TB variant. Over the next couple of years, Dr. Jane Buikstra traveled to Colombia and collaborated with the Instituto Colombiano de Antropología e Historia (ICANH), Colombia, to study and select skeletal TB cases from inland sites for ancient DNA analysis. 

Dr. Åshild Vågene worked on some of these cases at the Max Planck Institute for the Science of Human History (MPI-SHH) in Germany, and I worked on some here at ASU. 

The process of screening all of the bone samples for TB DNA was a very long process and involved multiple steps of lab work, sequencing, data analysis and data authentication. We finally narrowed down samples we thought had the best TB DNA preservation for trying out a whole-genome enrichment for TB DNA.

I went to MPI-SHH in 2016, and together with Dr. Vågene, we conducted the enrichment experiments and generated the genome data. Then, we had to analyze the genome data, and we also had to repeat sequencing in order to get sufficient TB genome coverage. All in all, this was quite a lengthy process, but at the end of it, we had recovered three new ancient M. pinnipedii genomes from inland individuals.   

Q: What is a key takeaway for a layperson from this research? How does this affect the general population today? 

A: Today, TB is the second-most common cause of death due to an infectious pathogen, but most of these cases are caused by human-adapted TB strains. But even today, we do not have a good idea of which wild animal species carry TB and how virulent such TB variants might be for humans. Our research shows that complex TB transmission chains, involving multiple host species, existed a thousand years ago. So given today’s highly interconnected and globalized world, the risk of potentially virulent animal TB variants “jumping” into humans and causing epidemics should not be underestimated.

Q: Was there anything that surprised you or that you weren't expecting from this project? 

A: In terms of the findings themselves, it was a bit of a surprise to find that the ancient M. pinnipedii diversity that we see in the individuals from South America is not the result of a single zoonotic transmission event from seals to humans living on the coast followed by further spread to the inland peoples. Instead, our analyses showed that different M. pinnipedii strains were introduced to the coastal peoples on multiple occasions.

Nicole Pomerantz

Communications specialist, School of Human Evolution and Social Change


ASU fellow helps parents help teens by identifying barriers at home

Postdoctoral scholar researches why some interventions work in labs but not as well at home

March 16, 2022

Joanna Kim, an Arizona State University postdoctoral fellow in the Bridges Lab under the mentorship of Provost Nancy Gonzales, recently published a paper in Implementation Research and Practice about implementation challenges for evidence-based interventions, such as the Bridges program. 

The Bridges program is a family-based program for middle school students and their parents using evidence-based strategies to increase school engagement and to prevent common teen problems, such as alcohol use or risky sexual behaviors. This four-session program is delivered separately to parents and teens, and complemented by joint family sessions for families to check in about what was discussed separately. Portrait of ASU postdoctoral scholar Joanna Kim. ASU postdoctoral fellow Joanna Kim. Download Full Image

“We research the intersection of culture and family processes, what that means for child/adolescent development and developmental trajectories,” Kim said. “We study preventive interventions and their effectiveness, and a very big part of the lab also focuses on dissemination and implementation.”

Kim found that often, participants will be highly motivated for the program and have voluntarily signed up, and yet there will still be obstacles that prevent them from completing it as it was designed. These barriers include daily stressors like chores and cooking, how much the child wants to participate, or external factors like being forced to work late or having multiple jobs.

“Researchers historically created these intervention programs in a laboratory setting without thinking as much about the end delivery of the program, such as what are the obstacles that are happening when parents are trying to do the intervention?” Kim said.

In order to answer that question, Kim examined worksheets that caregivers filled out during their participation in the Bridges intervention. She focused on caregivers’ answers that illustrated challenges they experienced when trying to practice assigned intervention skills at home.

“Over 85% of caregivers reported one or more home practice challenges. Challenges fell into six domains: daily stresses; cognitions/beliefs about the intervention/practice; caregiver wellness/regulation; adolescent responsiveness; relevance/acceptability of intervention or assignment; and external barriers to practice,” Kim said.

These challenges are important, as they can be an obstacle for the adolescent to experience parts of the intervention that are proven to be effective.

“As much as parents will hear the research and know it in their hearts and minds, if they don't actually follow the specific technique with their kids — such as providing praise or avoiding punitive or inconsistent discipline — they're still not able to deliver the intervention effectively,” Kim said. 

One of the aims of the research was to codify or systemize assumptions that interventionists often have about what gets in the way of intervention effectiveness. 

“A lot of times, we have these assumptions about what makes home practice hard, and we have anecdotal evidence from group sessions, but this research was a way that we can systematically get a sense of what people outside of the research groups are saying,” Kim said. “A lot of them reported about expected daily stressors, such as not having enough time or getting distracted at home. Examples like, 'I have four kids, I can't just focus on the one kid when I have three others running around,' are really helpful for researchers because they are all actionable items that you can plan around.”

Kim hopes that by better understanding and identifying barriers to implementation during the creation of programs, researchers will be better able to impact the lives of children and families. 

“What is really important to note is that even with these obstacles to implementation, we are seeing statistically significant improvements in these children from the interventions already. By addressing these concerns, we only stand to make greater strides in their lives,” Kim said.

Robert Ewing

Marketing and Communications Manager, Department of Psychology